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Securities Regulation in a Nutshell

Eleventh Edition

Thomas Hazen (author)

ISBN: 9781683283188

Publication Date: Sep 2016

Format: Paperback

This title will help you acquire an understanding of the basic content and organisation of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum.
£50.95

Temporarily out of stock: usually despatched in 10-14 days

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This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.
Imprint West Academic Publishing
Pages 449
Dimensions 187 x 124
Date Published 30 Sep 2016
Publisher West Academic
Series (authoNutshell Series
Subject/s Financial law  

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